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What are restraints used on a resident?

4 min read

Federal regulations now severely limit the use of restraints in senior care, emphasizing a resident's right to freedom from unnecessary physical and chemical restriction. So, what are restraints used on a resident, and under what specific, legally-defined circumstances are they permissible?

Quick Summary

Restraints on a resident are used only as a last resort for specific medical symptoms or temporary violent behavior posing a threat, never for staff convenience or discipline. They can be physical devices like vests or side rails, or chemical medications, and must be medically justified, least restrictive, and accompanied by a care plan with re-evaluation.

Key Points

  • Restraints are not for convenience: Medical restraints are strictly regulated and cannot be used for staff convenience, discipline, or as a long-term solution for managing behavior.

  • Justified by specific medical symptoms only: They are reserved for specific medical justifications, such as preventing the disruption of life-sustaining equipment or managing temporary, violent behavior that threatens safety.

  • Physical and chemical types exist: Restraints can be physical devices like vests, ties, and certain bed rails, or chemical, involving the use of psychoactive medications for control rather than treatment.

  • Evidence-based alternatives are preferred: Best practices focus on person-centered care, utilizing alternatives like environmental modifications, engaging activities, and addressing unmet needs to avoid restraints.

  • Strict protocols for use: If a restraint is medically necessary, it must be the least restrictive option, ordered by a physician for a limited time, and include a care plan for periodic release and reassessment.

  • Significant risks associated with restraints: Research shows that restraints can increase fall risk and lead to negative physical and psychological consequences, including injury, muscle atrophy, and increased confusion.

  • Regulations protect resident rights: Federal and state regulations give residents the right to be free from unnecessary restraints, emphasizing informed consent and the use of the least restrictive alternative.

In This Article

Defining Medical Restraints in Senior Care

Understanding what constitutes a restraint is the first step in protecting residents' rights. The Centers for Medicare and Medicaid Services (CMS) defines a physical restraint as any manual method or physical device, equipment, or material attached or adjacent to a resident's body that restricts freedom of movement or access to their body and is not easily removable by the resident. The determination of "easily removable" depends on the individual resident’s abilities.

Types of Restraints

Restraints can be broadly categorized as physical or chemical.

  • Physical Restraints: These include devices such as vest or jacket restraints, limb restraints, mitts, and bed rails that prevent a resident from getting out of bed. Other examples might include tight bedsheets, lap trays that prevent a resident from rising from a wheelchair, or positioning a resident in a way that restricts movement.
  • Chemical Restraints: These involve using drugs or psychoactive medications for discipline or staff convenience, rather than to treat a resident's medical symptoms. However, using psychoactive medication for a diagnosed condition, like anxiety or depression, at an appropriate dosage is not considered a chemical restraint.

Permissible Medical Justifications for Restraint Use

Regulations prohibit the use of restraints for convenience or discipline, requiring a medical justification as a last resort within a care plan. Valid reasons focus on addressing specific medical symptoms:

  • Preventing disruption of life-sustaining medical devices: Restraints may be temporarily used to stop a resident from dislodging critical medical equipment such as endotracheal tubes or feeding tubes.
  • Controlling violent behavior: In rare, temporary situations where a resident's violent behavior poses an immediate risk of injury to themselves or others, a restraint might be used. This excludes resistance to care.
  • Post-fracture care: For a limited period after a fracture, especially if a resident is cognitively impaired and at risk of re-injury from not following weight-bearing instructions, a restraint may be medically necessary.

The Dangers and Consequences of Restraint Use

Research indicates that physical restraints, particularly for fall prevention, are often ineffective and can cause significant harm. Negative outcomes include:

  • Increased fall risk: Restraints can make falls more dangerous, leading to serious injury or death.
  • Physical decline: Prolonged restraint can result in muscle atrophy, joint contractures, and pressure injuries.
  • Psychological distress: Restrained individuals may experience increased fear, anger, confusion, and helplessness, potentially worsening behavioral issues.
  • Medical complications: Reduced mobility can contribute to incontinence and decreased appetite.

Comparison of Restraint Categories

Feature Physical Restraints Chemical Restraints
Mechanism Mechanical device or manual method Administered medication
Examples Vests, ties, lap trays, bed rails Psychoactive drugs like sedatives
Primary Use Limit body movement Alter behavior, mood, or consciousness
Regulations Strict federal and state rules; requires documentation and re-evaluation Heavily regulated; requires diagnosis and proper dosage for a specific medical condition
Risks Entanglement, falls, pressure injuries, muscle atrophy, psychological harm Over-sedation, paradoxical effects, drug interactions, long-term health decline

Alternatives to Restraints: A Person-Centered Approach

Modern senior care prioritizes person-centered alternatives that address the root cause of a resident's behavior or medical symptom. A comprehensive assessment by a multi-disciplinary team is crucial to identify and address unmet needs.

Effective alternatives include:

  • Environmental modifications: Adjusting the resident's surroundings to improve safety and reduce agitation.
  • Personalized activities: Engaging residents in meaningful activities and routines to address boredom or agitation.
  • Assistive devices: Using tools like walkers or low beds to enhance safety and independence.
  • Scheduled care: Implementing regular checks for pain, hunger, or toileting needs.

The Importance of Documentation and Reassessment

If a restraint is medically necessary, strict protocols are required, including a physician's order specifying the type, medical symptom, and a time limit, not exceeding 30 days without re-evaluation. "As needed" (PRN) orders are forbidden. The care team must frequently monitor the resident to ensure the restraint is still necessary, is the least restrictive option, and is not causing harm, with a plan for reduction and eventual elimination.

Regulations Governing Restraint Use

Federal standards, such as those from OBRA of 1987, prohibit unnecessary restraints in nursing homes. The Joint Commission also provides strict guidelines for restraint use, requiring physician orders and regular patient evaluations to ensure restraints are temporary, medically justified, and focused on reduction.

For more information on reducing restraint use, consult resources like the Texas Health and Human Services' evidence-based best practices guide: Evidence-Based Best Practices: Physical Restraints.

Resident and Family Rights

Residents and their legal representatives have the right to be fully informed about the risks of restraint use and the right to consent to or refuse treatment, including being informed about attempted alternatives. Concerns about restraint use should be discussed with the care team, and if unresolved, state health departments or Ombudsman Programs can provide further assistance.

Conclusion: Prioritizing Dignity and Safety

While restraints were historically used in senior care, current standards prioritize resident dignity, safety, and independence. Restraints are a last resort for specific, short-term medical needs, not a convenience. Focusing on person-centered care, comprehensive assessments, and alternative strategies allows care facilities to significantly reduce restraint use, creating safer and more respectful environments for seniors.

Frequently Asked Questions

A restraint in a nursing home includes any physical device, manual method, or chemical medication that restricts a resident's freedom of movement or access to their own body and cannot be easily removed by them. This can range from vests and bed rails to certain medications used for control rather than treatment.

Yes, if a resident cannot easily remove the side rails themselves and they prevent the resident from getting out of bed freely, they are considered a physical restraint. The determination depends on an individual resident's ability to move independently.

No, federal regulations and medical evidence show that restraints are not an effective fall prevention strategy and are associated with a higher risk of serious injury during a fall. Best practices focus on alternative, person-centered approaches to mitigate fall risk.

Absolutely not. Using restraints for staff convenience, discipline, or punishment is illegal and a violation of a resident's rights. Restraint use must always be medically justified for a specific, diagnosed symptom.

A chemical restraint is a medication, often a sedative or psychoactive drug, used to restrict a resident's freedom of movement or control their behavior, and is not a standard treatment for their medical condition. Using such drugs to manage behavior for staff convenience is illegal.

Yes. Residents and their legal representatives have the right to informed consent, which includes receiving information about proposed restraints and alternatives. They have the right to refuse restraints and to have their decision respected.

Effective alternatives include addressing underlying issues like pain or thirst, providing meaningful activities to reduce agitation, using low beds or alarms to prevent falls, and making environmental adjustments like improving lighting. The goal is always to find the least restrictive, person-centered solution.

If a restraint is used, the need for its continued use must be regularly reassessed by a medical team. A physician's order for a restraint cannot exceed 30 days without re-evaluation, and 'as needed' (PRN) orders are prohibited.

References

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Medical Disclaimer

This content is for informational purposes only and should not replace professional medical advice. Always consult a qualified healthcare provider regarding personal health decisions.